STANYTalks & STANY WIF Present: Choose to Challenge- Balancing Regulatory Priorities 2021

 

March 31, 2021
4:30 PM - 5:30 PM
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Zoom Webinar


Directions

4:30 PM to 5:30 PM
Zoom Webinar

A partial recording* of the Webinar is available HERE 
Use Passcode: ht%!5rMD

* Due to technical difficulties and human error , the first 15 minutes of the webinar was not recorded. The balance of the event is available for viewing on-demand. 

As we move forward together in the financial industry, STANY and WIF continue to find new ways to challenge the current environment and foster and support women in finance. In honor of and to close out Women’s History Month, STANY and STANY WIF will present a discussion with senior women in finance on how they balance priorities. Our panel will address the personal challenges presented by work in a COVID environment and also explore balancing the SEC's recently published regulatory priorities for 2021. Although presented in conjunction with STANY WIF,  we value and encourage inclusion. This event is open to all interested persons. 

Moderator: Joanna Fields, Founder and Principal, Aplomb Strategies
Sarah Aberg, Esq.,Attorney, Sheppard Mullin Richter & Hampton LLP
Hane Kim, Esq. ARD and Head of Enforcement’s Retail Strategy Task Force, US Securities and Exchange Commission

Angela Lucas, Chief Compliance Officer, Simplex Trading and Matrix Executions

Brought to you By:

Charter Sustaining WIF Partner 

WIF Sponsors




 


and with the sponsorship of:

 


Our 2021 Sponsors to date

Tickets

$0.00 Member ticket- Member in good standing

$0.00 This event is open to non-members through the generosity of our sponsors